| New York Stock Exchange: DPO
The investment objective of the Dow 30SM Enhanced Premium & Income Fund is to provide stockholders with a high level of premium and dividend income and the potential for capital appreciation. The fund invests in an equity portfolio that seeks to substantially replicate price movements of the Dow Jones Industrial AverageSM (“DJIA”). The fund also sells covered call options on some or all of the Dow stocks, covering a maximum of 50% of the value of the fund’s portfolio in seeking to enhance risk-adjusted performance relative to an all equity portfolio. The fund uses leverage.